BACKGROUND & PLAN

Arbor Court Capital, based in Cleveland, Ohio, has dedicated people who collectively have been in the broker dealer and mutual fund industries for over 100 years. Working together, with experience,skill, and determination, our team provides a complete mutual fund support product which includes accounting, administration, trading, transfer agent, and distribution services.

The principals of Arbor Court have earned a reputation as service leaders, maintaining the highestlevels of professional integrity, and building long-term relationships based on mutual respect andstrict adherence to the fundamental principles of trust.

AFFILIATIONS

Arbor Court Capital prides itself on delivering a complete, personalized experience for our mutual funds clients. Our smaller size and flexibility gives Arbor Court the ability to expedite all tasks with focus, precision, and first class service.

Arbor Court Capital is a member of NSCC, The National Securities Clearing Corporation, a division of DTCC.

NSCC provides clearing and settlement for most mutual fund trades and guarantees the completion of all transactions

NSCC Membership with access to Fund/SERV platform
FINRA Registred Represetatives and related compliance oversight
Chief Compliance Officer Services for your fund
Access a variety of Wall Street brokerage platforms
Review of marketing campaigns, websites, social media, factsheets, newsletters, and brochures
Introduction to all major Wall Street brokerage platforms like Fidelity, Pershing, TD Amritrade, Interactive Brokers, etc.
Establishing Dealer Agreements in the targeted distribution channels